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FARRIERY MANIPULATIONS - WHAT WORKS?
(Presented by Dr. Hilary Clayton at the Wild West
Veterinary Conference, October, 1997)
Contents:
Introduction
For the purposes of this paper, farriery manipulations are defined as
adjustments in the way the hoof is trimmed or shod. Such adjustments are
usually made for one of the following reasons:
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to facilitate recovery from injury
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to reduce the likelihood of interference or injury
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to improve performance
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to improve the esthetics of a horse’s movement.
This article will first consider normal hoof balance and limb movements.
The effects of specific manipulations will then be described in so far
as scientific data are available.
Abbreviations:
GRF: ground reaction force
DAL: distal accessory ligament
DDFT: deep digital flexor tendon
SDFT: superficial digital flexor tendon
SL: suspensory ligament
Hoof Balance
Trimming and shoeing have a marked effect on performance and soundness
of the equine athlete. Ideally, trimming optimizes the interaction between
the hoof and ground during locomotion. Since the hoof is a three-dimensional
structure, it should be balanced in both the craniocaudal and mediolateral
planes.
Craniocaudal Balance
Craniocaudal balance evaluates the hoof in a lateral view. It is assessed
with the horse standing square on a level surface. The objectives are to
align the dorsal hoof wall with the pastern axis, and to ensure that the
bearing surface of the hoof lies beneath the weight-bearing axis of the
limb. This is accomplished by adjusting the absolute and relative lengths
of the heels, the quarters and the toe. When the hoof is balanced in this
manner, it usually contacts the ground flat-footed or slightly heel first.
Radiographic studies have shown that P1 is always a little more upright
(vertical) than P2 and P3 (Bushe et al., 1988), with the three phalanges
being most closely aligned when the hoof is trimmed with the dorsal hoof
wall parallel to the pastern axis. This configuration is favoured because
it optimises the forces on the supporting soft tissue structures. However,
it should not be assumed from this statement that the pastern angulation
is constant and unchanging. In fact, there is an inverse correlation between
the hoof and pastern angles; an increase in hoof angle is associated with
a reduction in the pastern angle within an individual horse and vice versa.
Older texts generally recommend an angle of 45-50o in the
fore hooves and 50-55o in the hind hooves, but recent studies
indicate that in most horses a steeper hoof angle is needed to align the
hoof-pastern axis. For example, one study of Thoroughbred-type horses showed
that the hoof-pastern axis was aligned at a mean hoof angle of 54o
(range 48-55o) in the fore limbs, and 55o (range
49-60o) in the hind limbs (Clayton, 1988).
The second component of craniocaudal balance is the location of the
bearing surface of the hoof relative to the weight-bearing axis through
the cannon bone. The bulbs of the heel should lie vertically below the
central axis of the cannon bone in a sagittal plane. In some horses, although
the hoof-pastern axis is aligned, the whole hoof capsule is located too
far forward with the bulbs of the heels ahead of the central axis of the
cannon bone. The resulting caudal concentration of the weight bends the
hoof tubules at the heels, reducing their ability to withstand compression,
and resulting in under-run heels. Concentration of weight on the heels
has been associated with the development of chronically bruised heels,
navicular disease, degenerative joint disease of the fetlock joint, chip
fractures of the fetlock and carpus, and strains of the DDFT.
Mediolateral Balance
Mediolateral balance evaluates the hoof in a frontal plane. Adjustments
are made in the lengths of the medial and lateral sides of the hoof wall
with the objectives of optimizing weight-bearing on the medial and lateral
sides of the hoof, facilitating breakover at the natural position (toe,
medial side, lateral side) and straightening the flight arc of the limb
when viewed from in front or behind.
When attempting to achieve static balance, several parameters are used
to establish conformational symmetry of the hoof. One approach aims to
achieve morphologic symmetry in a frontal plane by trimming the medial
and lateral sides of the hoof to the same length. A second approach is
directed toward making the coronet equidistant from the ground at all points
around its circumference. Another approach assumes that symmetry exists
when a line that bisects the limb longitudinally is intersected at 90o
by a transverse line drawn across the heels. In the last method, the leg
is held up and viewed from above. The hoof is trimmed perpendicular to
the axis of the cannon bone which represents the limb axis. However, this
does not take account of limb axis deviations that arise at or below the
fetlock joint. Even the static approach to mediolateral hoof balance is
complex, and when limb movements are included in the equation, the solution
can become even more elusive.
At gaits faster than a walk it is difficult to evaluate impact and differentiate
the movements of the medial and lateral sides of the hoof with the unaided
eye, and in this situation slow motion replay of a video recording is invaluable.
The horse is recorded from in front and/or behind at a walk and trot with
the camcorder at ground level. The tapes are replayed at normal speed,
in slow motion and in single frame advance mode to evaluate the flight
pattern of the limb and the mode of impact of the hoof with the ground.
During corrective shoeing, video recordings can be used to evaluate the
effects of each stage in the process. Having evaluated the problem, the
first stage is to facilitate breakover in the natural position, which will
often produce a straighter flight arc. The result is evaluated and, if
necessary, wedges are added to the medial or lateral side in an attempt
to achieve a flat-footed contact.
Limb Movements
The aspects of the stride cycle that will be considered here are ground
contact, breakover, the center of pressure during the stance phase and
the flight arc of the hoof. The stance phase, per se, will be considered
in detail in a subsequent article entitled Lameness Dynamics.
Initial Ground Contact
When the horse is observed in the lateral view, the first contact of
the hoof with the ground at the start of the stance phase is heel first,
flat footed or toe first. The results of in vitro impact tests suggest
that a slightly heel first contact may be optimal in terms of allowing
the hoof to attenuate the shock wave associated with impact. The manner
of ground contact is influenced by limb, gait, speed, farriery, and lameness.
The hind limbs show a greater tendency to heel first contacts than the
fore limbs, and heel first contacts occur more frequently during high speed
locomotion. However, in some movements, such as piaffe, toe first contacts
are normal. The frequency of toe first contacts increases when the hoof
is trimmed with an acute angle (long toes and/or low heels). Conversely,
when horses are trimmed with a steep hoof angle (short toe and/or long
heels), heel first contacts are more numerous and more exaggerated. The
manner of initial ground contact is important because it affects the forces
and accelerations applied to the limb during the subsequent impact phase.
Breakover
Breakover is the terminal part of the stance phase from heel off to
toe off. Rotation of the hoof is brought about as a result of tension in
the DDFT and DAL, and in the navicular ligaments. The onset and duration
of breakover are sensitive to changes in hoof balance, especially hoof
angle and toe length. Farriery modifications that facilitate breakover
are advantageous since they reduce tension in the DAL and in the navicular
ligaments and also reduce pressure of the DDFT against the navicular bone.
Center of Pressure
The ground reaction force acts through the center of pressure. Immediately
after initial ground contact the center of pressure moves to a position
close to the apex of the frog and about 2 cm ahead of the coffin joint.
It remains there for most of the stance phase. At about 75% of stance in
the trot, the center of pressure starts moving toward the toe. At toe off
the center of pressure lies beneath the hoof wall at its breakover point.
Flight Arc of the Hoof
After the hoof leaves the ground, the limb swings forward, reaches a
position of maximal protraction, and is then retracted prior to contact
with the ground. The final retraction is important for reducing the forward
velocity of the hoof relative to the ground which, in turn, reduces the
hoof deceleration as it makes ground contact. Protraction of the limb is
driven by muscles in the proximal limb, with the distal limb following
passively in a whiplash-like action. As maximal protraction is approached,
the motion of the proximal limb is slowed and reversed by muscular action,
while the distal limb continues moving forward until resisted by the passive
structures (bones, ligaments, tendons). Swinging the limbs back and forth
uses considerable energy, and a number of energy-saving mechanisms have
evolved. One of the most important is the use of elastic structures as
springs; energy is stored when elastic tissues are stretched as the limb
is loaded during the stance phase, then released during unloading to bounce
the limb off the ground and assist in flexing the joints. At the trot the
SDFT, DDFT and SL are maximally stretched at midstance which corresponds
with the time of maximal weight-bearing.
Below the elbow and stifle the horse's limbs are designed to move in
a sagittal plane, which is an energy-saving strategy. The distal limbs
sometimes deviate from this ideal pattern by being abducted (winging) or
adducted (plaiting) during protraction due to slight asymmetries in the
articular surfaces, which also cause a tendency to break over the medial
or lateral side of the toe. If these horses are shod in a manner that forces
them to break over the center of the toe, it creates torsional forces before
and after breakover. As the hoof leaves the ground it deviates medially
or laterally, depending on the type of asymmetry. Careful observation of
the horse in motion, together with an examination of the wear pattern on
the ground surface of the shoe or hoof, will reveal the preferred side
of breakover. If the horse is shod to facilitate breakover at the preferred
location, there will often be a marked reduction in winging or plaiting
and this, in turn, affects the hoof’s angle of approach to, and contact
with, the ground.
The flight arc of the hoof represents the summation of all the joint
movements in the limb. The highest point in the flight arc occurs soon
after lift off with a second, smaller elevation coinciding with an upward
flip of the toe at the time of maximal protraction. This gives a slightly
biphasic flight arc.
Changes in fetlock and coffin joint angulation affect strain in the
palmar soft tissues that support the limb during the stance phase. The
SL and SDFT are affected by fetlock angle; strain increases as the fetlock
dorsiflexes. The DAL and DDFT are affected by the combination of fetlock
and coffin joint angles; strain is maximal when dorsiflexion of the fetlock
is combined with extension of the coffin joint.
The load distribution between the tendinous structures changes with
alterations in hoof balance. A reduction in strain in one tendon, however,
may result in an increased strain in another structure. Also the horse
may compensate, to a certain extent, for hoof imbalances by a change in
length of the muscle bellies of the SDFT and DDFT or by changing the configuration
of the joint angles in the proximal limb.
The Effects of Farriery Manipulations
Hoof Angle
When a horse is trimmed with relatively long toes and/or short heels
the hoof angle becomes more acute or sloping while the pastern becomes
more upright creating a broken-back hoof-pastern axis. Conversely, when
horses are trimmed with a short toe and/or long heels, the hoof angle becomes
more upright and the pastern angle becomes more sloping. Raising the heels
decreases strain in the DDFT and DAL, but increases strain in the SDFT
and SL. These findings have implications for both the etiology and treatment
of tendon injuries.
Many horses are trimmed with an acute hoof angle because it is believed
that the long toe-low heel conformation enhances performance by increasing
stride length. When the trot stride was compared for a normal hoof angle
versus an acute hoof angle, there were no significant changes in stride
length or suspension, and the flight arc of the hoof was almost identical
with the two angulations (Clayton, 1990). However, the acute hoof angle
was associated with an increased frequency of toe-first contacts, which
was thought to be a consequence of the proprioceptive reflexes ensuring
a fairly flat placement of P3 regardless of the shape of the hoof capsule.
Toe-first contacts are associated with a tendency to trip or stumble. The
duration of breakover was prolonged with the acute hoof angulation and
the orientation of the limb segments at the start of breakover suggested
an increased tension in the DAL and navicular ligaments. However, the effects
of an acute hoof angle on breakover may be mitigated on a softer surface
that allows penetration of the toe during the terminal part of the stance
phase, since flexion of the coffin joint reduces tension in the DAL and
navicular ligaments.
In summary, the study failed to reveal any advantage in terms of improved
performance due to an acute hoof angle, and this type of conformation may
predispose to navicular disease due to the greater tension in the navicular
ligaments and the DAL which also exerts pressure on the navicular bone.
Other pathological conditions that have been associated with an acute hoof
angle include osteoarthritis of the fetlock and interdigital joints, chip
fractures of the fetlock and carpal joints, sesamoid fractures and sesamoiditis.
Horses trimmed with normal angles in their fore hooves and acute angles
in their hind hooves showed a prolongation of breakover and delayed lift
off in the hind hooves. However the normal pattern was re-established by
the time of ground contact (Clayton, 1990). Therefore, delaying breakover
in the hind hooves is unlikely to have a beneficial effect in horses that
interfere. A more effective solution to interference problems may be to
hasten breakover and lift off in the fore hooves.
Heel wedges cause only slight changes in strain of the SDFT, DDFT, and
SL during walking (Riemersma et al., 1996), though a larger increase in
SDFT strain has been recorded at the trot (Stephens et al., 1989). With
heel wedges there is an earlier shift of the center of pressure from the
mid-hoof to the toe, whereas toe wedges delayed the forward shift of the
center of pressure (Riemersma et al., 1996). With a toe wedge, strain in
the DAL increases, whereas strain in the SDFT and SL decreases.
Since the DAL has no muscular component that can actively change its
length, strain in this structure is totally dependent on the limb configuration
especially the angle of the coffin joint. The DAL is normally maximally
strained at the start of breakover, which is when heel wedges have their
greatest effect on the GRF. This emphasizes the importance of the DAL in
influencing limb forces and movements in the final part of the stance phase.
Raising the heels seems appropriate in DAL injury, though this may slightly
increase SDFT loading. During recuperation from DAL injury, however, the
limitations on exercise make it unlikely that the safety margin of the
SDFT will be exceeded even with heel wedges in place.
Hoof Length
Long hooves, often augmented by pads, are a feature of some gaited horses
in which they are used to give a showy ‘big lick’ action with exaggerated
elevation of the distal limbs during the swing phase. In a study designed
to investigate the effects of overall hoof length on the flight arc, pads
were applied to increase hoof length by 5 cm (Balch et al., 1994). Compared
with a normal hoof length, the long hooves were associated with a prolongation
of stride duration, swing duration, and breakover, but did not affect overall
stride length or stance duration. The flight arc peaked earlier and higher
with the longer hooves, but the normal movement pattern was re-established
in the later part of the swing phase. Although stride length did not change,
the prolongation of the swing phase may be esthetically pleasing.
Shoe Weight
Weighted shoes are also used in an attempt to give horses more action.
Doubling the weight of the shoe did not affect stride length, stride duration,
or breakover, but it did increase the maximal heights of the hoof, fetlock
and carpus during the swing phase. The peak height of the flight arc tended
to occur later in the swing phase (Balch et al., 1996). Also, the hoof
and pastern segments had a more acute angle at ground contact, probably
as a result of the increased momentum of the distal limb during the swing
phase. Thus, the heavier shoes required greater energy expenditure to overcome
inertia at the start of the swing phase and to overcome momentum at the
end of the swing phase. Other studies using weighted shoes (Leach,
1990) and using toe weights (Willemen et al., 1994) also found an
elevation of the flight arc with extra weight.
Egg Bar Shoes
The extended heel of the egg bar did not change the position of the
center of pressure within the hoof during the stance phase, but it did
reduce the torque at the coffin joint by changing the orientation of the
GRF vector so that its line of action was closer to the coffin joint. The
net effect was that egg bar shoes had a negligible effect on tendon strain
patterns in sound ponies at a walk (Riemersma et al., 1996). Egg bars may
be effective, however, in cases of severed tendons, especially if the DDFT
or DAL are involved. In those cases, the hoof rotates to such an extent
that the point of application of the GRF vector is directly below the center
of rotation of the coffin joint, which results in lifting of the tip of
the toe and an unstable hoof position. In these cases an egg bar shoe stabilizes
the hoof.
The egg bar may also be useful for pain relief in horses with injury
of the DDFT or DAL, laminitis or navicular disease because the injury results
in a reduced torque on the coffin joint, which shifts the GRF toward the
heels. In these cases, an egg bar may be a viable alternative to a raised
heel. Egg bars and heel wedges seem to have similar effects on tendon strain.
Modified Breakover
For horses trotting on a hard surface, the duration of breakover was
no different for a rolled toe, a rocker toe or a square toe compared with
a flat shoe (Clayton et al., 1991). Willemen et al. (1996) also evaluated
the effect of rocker toed shoes in sound horses and failed to find changes
in breakover, the flight arc of the hoof or tension in the DDFT at breakover.
However, both studies used sound horses; different results may have been
found in lame horses.
References
Balch, O. K., Clayton, H. M., & Lanovaz J.L. (1994). Effects of
increasing hoof length on limb kinematics of trotting horses. Proc Am Assoc
Equine Practnr, 40, 43.
Balch, O. K., Clayton, H. M., & Lanovaz, J. L. (1996). Weight- and
length-induced changes in limb kinematics in trotting horses. Proc Am Assoc
Equine Pract, 42, 218-219.
Bushe, T., Turner, T. A., Poulos, P. W., & Harwell, N. M. (1988).
The effect of hoof angle on coffin, pastern and fetlock joint angles. Proc
Am Assoc Equine Practnr, 33, 729-738.
Clayton, H. M. (1988). Comparison of the stride of trotting horses trimmed
with a normal and a broken-back hoof axis. Proc Ann Conv Am Assoc Equine
Practnr, 33, 289-298.
Clayton, H. M. (1990). The effect of an acute angulation of the hind
hooves on diagonal synchrony of trotting horses. Equine Vet J, Exerc Physiol
Suppl, 91-94.
Clayton, H. M. (1990). The effect of an acute hoof angulation on the
stride kinematics of trotting horses. Equine Vet J, Exerc Physiol Suppl,
86-90.
Clayton, H. M., Sigafoos, R., & Curle, R. D. (1991). Effect of three
shoe types on the duration of breakover in sound trotting horses. J Equine
Vet Sci, 11(2), 129-132.
Leach, D. H. (1990). Biomechanics of limb weightbearing. Equine
lameness and foot conditions (pp. 56-59).
Riemersma, D. J., van den Bogert, A. J., Jansen, M. O., & Schamhardt,
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strains in the forelimbs of ponies. Equine Vet J, 28(2), 126-132.
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Stephens, P. R., Nunamaker, D. M., & Butterweck, D. M. (1989). Application
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Willemen, M. A., Savelberg, H. C. C. M., Bruin, G., & et al. (1994).
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A. (1996). Biomechanical effects of rocker-toed shoes in sound horses.
Vet Quart, 18, Suppl 2, S75-S78.
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